Shall make all efforts to protect the interest of shareholders and stakeholders.
Shall maintain high standards of integrity, dignity and fairness in the conduct of company’s business.
Shall at all times exercise due diligence, ensure proper care and use independent professional judgment.
Shall endeavor to ensure that;
a. inquiries from shareholders and stakeholders are expeditiously and judicially dealt with;
b. grievances of shareholders and stakeholders are redressed in a timely and appropriate manner;
Shall not discriminate amongst its customers, business associates and clients save and except on ethical and commercial considerations.
Shall maintain distinct distance between company’s activity and any other activity.
Shall ensure that the Board is promptly informed about any action, legal proceedings, etc. initiated against it in respect of material breach or non compliance by it, of any law, rules, regulations & directions etc. of any regulatory body.
Shall provide adequate freedom and powers to Company’s compliance officer for the effective discharge of his duties.
Shall ensure that good corporate policies and corporate governance are in place.
Shall ensure that any person whom company employs or appoints to conduct business is fit and proper and qualified to act in the capacity so employed or appointed (including having relevant professional training or experience).
Shall ensure that the senior management, particularly decision makers have access to all relevant information about the business on timely basis.
shall not be a party to or instrumental for
a) creation of false market or
b) price rigging or manipulation or;
c) Passing of unpublished price sensitive information in respect of securities which are listed and proposed to be listed in any stock exchange to any person or intermediary in the securities market.